[ Roger Atkinson's Home Page ]

Bibliometrics out, journalmetrics in!

Roger Atkinson

In my last musing upon this topic only two years ago [1], I used the title "Bibliometrics: An IT perspective", so I wish to start by giving good reasons for revisiting the topic, and for now declaring "Bibliometrics out...". Firstly, a revisit is mandated by the ARC's publication of its "full ERA 2010 Ranked Journal List" [2, 3], a must read for researchers who are selecting a journal to receive their work. Secondly, the ARC's vision of what it can do with citation analyses seems to have moved on since their 2008 version of the ranked list [4], from an orientation towards an earlier and well-known bibliometric, Thomson Reuters' Journal Impact Factor [5], to a newer orientation favouring more recent "journalmetrics" marketed by Elsevier's Scopus [6]. Hence, "Bibliometrics out, journalmetrics in!"

To begin with, Table 1 presents data extracted from three large files, the ARC's 2008 [4] and 2010 [3] ranked lists, and Elsevier's Scopus 2009 file [7] listing their new "journalmetrics", SNIP and SJR. Whilst Table 1 seems large, it is only a relatively modest sample from current ranked list of some 20,712 journals, and because the ARC has provided very minimal documentation on its derivation and implications for rank and file researchers, it is necessary to try and work things out by examining groups comprising a reasonably significant number of journals.

Table 1: Tier changes 2008-2010 for 20 Australian educational research journals

Journal and URLTier
2008
Tier
2010
OA
#
FoRSNIP
2009
SJR
2009
Asia-Pacific Journal of Teacher Education
http://www.tandf.co.uk/journals/titles/1359866X.asp
A*A*No
3
13010.5530.037
Higher Education Research and Development
http://www.tandf.co.uk/journals/titles/07294360.asp
A*ANo
6
1303Not
listed
Not
listed
Australian Educational Researcher
http://www.aare.edu.au/aer/contents.htm
A*BYes
3
130.3350.035
Australian Journal of Education
http://www.acer.edu.au/aje/
A*BNo
3
130.2960.040
Australian Journal of Adult Learning
http://www.ala.asn.au/c143/Publications+About+AJAL.aspx
AANo
3
1301Not
listed
Not
listed
Australian Journal of Teacher Education
http://ajte.education.ecu.edu.au/
AAYes
6
1303Not
listed
0.000
Australasian J. of Educational Technology (AJET)
http://www.ascilite.org.au/ajet/ [online only]
ABYes
6
13030.5630.041
Australian Educational Computing
http://www.acce.edu.au/item.asp?pid=1120
ACYes
2
13030.3510.034
Distance Education
http://www.tandf.co.uk/journals/titles/01587919.asp
BBNo
3
13010.8920.048
Journal of University Teaching and Learning Practice
http://ro.uow.edu.au/jutlp/
BBYes
2
1301Not
listed
Not
listed
Australasian Journal of Engineering Education
http://www.aaee.com.au/
BBYes
2
1301Not
listed
Not
listed
Australian Universities' Review
http://www.aur.org.au/
BBYes
2
1301Not
listed
Not
listed
Issues in Educational Research
http://www.iier.org.au/
BBYes
3
130.2150.035
International Education Journal
http://www.iejcomparative.org/
BBNo
?
13Not
listed
Not
listed
Evaluation Journal of Australasia
http://www.aes.asn.au/publications/
Not
listed
BPart
2
11Not
listed
Not
listed
Australasian Journal of Economics Education
http://www.uq.edu.au/economics/AJEE/
CCYes
2
1302Not
listed
Not
listed
Journal of Institutional Research
http://www.aair.org.au/jir/html/Journal.htm
CCYes
2
1303Not
listed
Not
listed
Journal of Academic Language and Learning
http://journal.aall.org.au/http://journal.aall.org.au/
Not
listed
CYes
2
1302Not
listed
Not
listed
Studies in Learning, Evaluation, Innovation and Development
http://sleid.cqu.edu.au/
Not
listed
CYes
3
1303Not
listed
Not
listed
Journal of Learning Design
http://www.jld.qut.edu.au/
Not
listed
CYes
?
1302Not
listed
Not
listed
Notes for Table 1:
  1. Tiers are defined by http://www.arc.gov.au/era/tiers_ranking.htm [7]
  2. Tier 2008 values from http://www.arc.gov.au/zip/era_journal_Ranking.zip [4]
  3. Tier 2010 values from http://www.arc.gov.au/xls/ERA2010_journal_title_list.xls [3]
  4. OA indicates open access status; # indicates the number of issues for 2010.
  5. FoR (Fields of Research) data from http://www.arc.gov.au/pdf/ANZSRC_FOR_codes.pdf [8]. These include 13 Education, 1301 Education Systems, 1302 Curriculum and Pedagogy, 1303 Specialist Studies In Education and 11 Medical and Health Sciences.
  6. SNIP and SJR values from SNIP_SJR_complete_1999_2009_1_v1.xls [9]; see text for definitions and references.

Table 1 concentrates upon Australian based educational research journals that may be of interest to HERDSA News readers. Recently I prepared a similar table for AJET Editorial 26(1) [10], oriented towards educational technology journals, both Australian based and overseas based. If you inspect Table 1, and the table in the AJET Editorial if Table 1 is not a sufficient dose, I'm fairly certain that most readers would be a bit peeved. What does it mean? What's the pattern? What are "they" (ARC, ERA, the "Feds") up to? Why should I be induced to believe that my hard work is downgraded because I have chosen to publish in (for example) an Australian or regionally based, open access, professional society journal, rather than an American or European based "for profit" journal?

Well, those questions are very good questions. If you are looking for precise answers, I cannot give them, and perhaps you should rush back to your research work, to put in the extra time you may need in order to get into a Tier A* or Tier A journal compared with a Tier B or C journal. However, if perhaps you are interested in some reflective thoughts about bibliometrics and journalmetrics, and some guesses about potential avenues for research into research assessment exercises, I invite you to read on. After all, I claim to have done some reasonable guessing into the future with "Bibliometrics: An IT perspective" [1] two years ago!

To begin with, there are some "patterns" or suggestions of patterns emerging from Table 1. The change from the Australian oriented, practitioner oriented, broadly consultative, esteem based ranking processes underlying Tier 2008 [11] to the unspecified and vaguely defined processes underlying Tier 2010 [12] has led to a predictable outcome for Australian educational research journals. Whilst lower ranked journals tended to remain at the same ranking, higher ranked journals have tended to fall by one or even two Tiers. The latter category includes HERDSA's, AARE's, ACER's, ACCE's and ASCILITE's flagships. In Tier 2010, Australian and regional support for the flagship journals of these societies has been swamped by the big numbers of American and European journals. Another pattern suggested in Table 1, and other extracts from the ranked list, is that open access journals have been pushed towards the lower tiers in 2010 to a greater extent than the for profit journals. That is also a not unexpected outcome from what one presumes is a "more international" perspective introduced somehow into the ranking processes underlying Tier 2010. Open access journals are a new phenomenon, stimulated in relatively recent times by the Internet technologies [13], whilst the for profit journals are mostly older and better established (and therefore are better known and more prestigious), and were purchased by their current owners in pre-Internet times.

However, Table 1 (and other extracts from the 2010 ranked list) is perhaps most interesting for its lack of patterns. Maybe I'm getting too long in the tooth for this sort of thing, or perhaps the relevant data has not been published, but I cannot discern any precise relationships between Tier ranking and Elsevier's new "journalmetrics", SNIP and SJR (Table 1). All I can see is some quite admirable advances in bibliometrics [6], and astute generalship that has enabled Scopus to encircle the Impact Factor forces with a twin pronged outflanking by its SNIP and SJR divisions. Thus Thomson Scientific, citation supplier for the RQF in 2007 [14] was replaced by Elsevier Scopus for ERA 2010 [15] The tactical marketing offensive by Scopus has been hard hitting, for example consider these two quotations [16]:

Visionary progress
Thanks to a special collaboration between Scopus and two research groups known for their expertise in research performance measurement, a suite of context driven metrics are available that:
- are publicly accessible, free of charge at www.journalmetrics.com
- Apply to 18,000 journals, proceedings and book series
- Are refreshed twice per year to ensure currency of metrics...

More than just a number
The many applications of modern bibliometrics cannot be served by a single tool. Researchers have long demanded the next generation of context-based metrics reflected in SNIP and SJR.

Also noteworthy, the brief quotations above contain the phrase "expertise in research performance measurement", which brings into mind the fuzzy dividing line between bibliometrics for analysing a journal and for analysing the research work of the authors of individual articles in journals. The former purpose is soundly grounded in the technologies underlying bibliometrics or journalmetrics, but the latter purpose may be pushing a good technology beyond its limits and into a quite inappropriate use. We may need to remind ourselves, again and again, about the limitations. In the words of a Scopus executive who was writing on new alternatives to the Thomson Reuters Impact Factor [5]:
Originally it [the Impact Factor] was intended as a collection management tool, but has since evolved into a metric used for evaluation of science at all levels as well as evaluation of authors. This can have far-reaching consequences for an author's grant applications, promotion and tenure since the metric is directly influenced by the performance of specific journals and is thus for a large part beyond the author's control. [17, de Mooij, 2007; quoted also in 1.]
So, "... beyond the author's control"! This is a prime avenue for further research. What would authors like to do about it? What can authors do? Do researchers feel they will be better off with or without "tiering" of journals? In my humble opinion there seems to be much more publishing by the assessors about how to assess research, and the justification for their actions, and too little into the impact upon the assessees [18].

Table 2: Proportions of journals in each tier

Rank
(a)
No.
journals
%
(b)
Overseas examples from higher education research (c)
A*1,0304.97Studies in Higher Education. http://www.tandf.co.uk/journals/carfax/03075079.html
Cambridge Journal of Education. http://www.tandf.co.uk/journals/carfax/0305764X.html
A3,05414.75Journal of Higher Education. http://www.ohiostatepress.org/Journals/JHE/jhemain.htm
Higher Education. http://www.springer.com/education/higher+education/journal/10734
Teaching in Higher Education. http://www.tandf.co.uk/journals/titles/13562517.asp
B5,66727.36Internat. J. for Academic Development. http://www.tandf.co.uk/journals/routledge/1360144X.html
Internat. J. of Teaching and Learning in Higher Education. http://www.isetl.org/ijtlhe/
J. of Further and Higher Education. http://www.tandf.co.uk/journals/titles/0309877X.asp
C10,68251.57Higher Education Management and Policy. http://www.ingentaconnect.com/content/oecd/16823451
College and University. http://www.aacrao.org/publications/candu/index.cfm
College Teaching. http://www.heldref.org/pubs/ct/about.html
Unranked2791.35(a category for journals started in 2008)
Total20,712100.00
Notes for Table 2:
  1. Data for rank ("Tier"), number of journals and percentage is from [19].
  2. For target percentages in each Tier, see [14].
  3. Examples were obtained from [20], proceeding down the order on p.17, "Higher education", until 2-3 examples had been found for each Tier.

Table 2 suggests a second prime avenue for further research. The conundrum is the extent to which the Tiering of journals within specialist areas of educational research may deviate from the overall targets for the Tiers (5%, 15%, 30% and 50% [14]). Given what appears to be an absence of detailed information on the ranking processes underlying Tier 2010, there seems to me to be an opportunity for research into the impact of Tiering upon scholarly publishing processes. In compiling Table 2 and Table 1 in AJET Editorial 26(1) [10], I began to feel that researchers in "130306 Educational Technology and Computing" had been allocated a much smaller percentage of high ranked outlets (A* and A, nominally 20%) compared with researchers in "130103 Higher Education". To translate that impression into one potential research question, "What is the impact of Tiering upon lower ranked journals?" Presumably, lower ranked Australian based journals (Table 1) will have to increase their reliance upon overseas authors, as Australian authors switch their preferences to higher ranked journals, even if that means migrating from their preferred group of journals to a more distantly related group of journals.

Now, to what extent is that likely to happen? Only time and further research will tell, but just two weeks after the publication of the 2010 Tier rankings [3], I received the first Tiers related withdrawal of an AJET submission made by Australian authors. In response to my acknowledgment, and my expression of interest in "obtaining more details concerning what you and your co-authors perceived about the importance of journal ranking", one author replied [21]:

In answering your question I must say that two of us the authors are about to apply for promotion and to them the ranking is vital even though we all know that such ranking may not be fair to many good and well-established journals such as AJET. [21]

References

  1. Atkinson, R. J. (2008). Bibliometrics: An IT perspective. HERDSA News, 30(1). http://www.roger-atkinson.id.au/pubs/herdsa-news/30-1.html
  2. ARC (Australian Research Council) (2010). Ranked outlets. http://www.arc.gov.au/era/era_journal_list.htm
  3. ARC (2010). http://www.arc.gov.au/xls/ERA2010_journal_title_list.xls (Excel format, 5.27 MB, apparently dated 9 February 2010).
  4. The earlier ranking, dated 13 June 2008, appears to have been "unpublished". It was available at http://www.arc.gov.au/zip/era_journal_Ranking.zip (unzipped to ERA Research Journal Ranking Workbook.xls, Excel format, 10.4 MB)
  5. Thomson Reuters (1994). The Thomson Reuters Impact Factor. http://thomsonreuters.com/products_services/science/free/essays/impact_factor/
  6. Elsevier B. V. (2010). SNIP & SJR: A new perspective in journal metrics. http://info.scopus.com/journalmetrics/
  7. ARC (Australian Research Council) (2008). Tiers for the Australian Ranking of Journals. http://www.arc.gov.au/era/tiers_ranking.htm
  8. Australian Bureau of Statistics and Statistics New Zealand (2008). Australian and New Zealand Standard Research Classification (ANZSRC). http://www.arc.gov.au/pdf/ANZSRC_FOR_codes.pdf [4.6 MB]
  9. Elsevier B. V. (2010). SNIP & SJR. File SNIP_SJR_complete_1999_2009_1_v1.xls downloaded 27 Feb 2010; 7.1 MB; access via http://info.scopus.com/journalmetrics/download2.html
  10. AJET Editorial 26(1). Journal rankings: AJET demoted. http://www.ascilite.org.au/ajet/ajet26/editorial26-1.html
  11. SORTI (undated). Journal banding survey. [verified 2 Mar 2010] http://www.newcastle.edu.au/forms/bandingsurvey/
  12. ARC (2010). Ranked Journal List Development. [viewed 2 Mar 2010] http://www.arc.gov.au/era/journal_list_dev.htm
  13. Atkinson, R. (2004). Technology interactions: Scholarly publishing. HERDSA News, 26(3), 19-21. http://www.roger-atkinson.id.au/pubs/herdsa-news/26-3.html
  14. DEST (2007). Frequently Asked Questions. Bibliometrics. http://www.dest.gov.au/NR/rdonlyres/8F12ADCB-C221-421E-A128-2C344CD58BDF/18968/FAQBibliometrics_17October2007.pdf [verified 19 Jan 2010]. This reference precedes the name change from RQF (Research Quality Framework) to ERA (Excellence in Research for Australia), and departmental location change from DEST/DEEWR (Department of Education, Science and Training/ Department of Education, Employment and Workplace Relations) to DIISR (Department of Innovation, Industry, Science and Research), http://www.innovation.gov.au/. Refer to it for specification of Tier percentages, as post-2007 references to Tier percentages appear to be unavailable.
  15. ARC (2009). Citation supplier. http://www.arc.gov.au/era/citation.htm
  16. Elsevier B. R. (2010). SNIP and SJR factsheet. http://www.info.scopus.com/documents/files/scopus-training/resourcelibrary/pdf/sc_journalmetrics_factsheet_web.pdf
  17. de Mooij, H. (2007). Research Performance Measurement is revving up. Elsevier Library Connect Newsletter, 5(3). http://libraryconnect.elsevier.com/lcn/0503/lcn050302.html
  18. For example, see special issue 9(1) of International Education Journal: Comparative Perspectives. It is not available online and is "only a B" (Table 1), but articles include: Currie, J. (2008). Critique of research assessments. International Education Journal: Comparative Perspectives, 9(1), 3-14.
  19. ARC (2010). Excellence in Research for Australia presentation by Andrew Calder, Director - Research Performance and Analysis, 25 February. http://www.arc.gov.au/pdf/P_AC_25Feb10.pdf
  20. SORTI (2007). Ranked lists of journals in the 26 areas within Education by Esteem. Previously available at http://www.newcastle.edu.au/centre/sorti/files/Esteem%20ranking%20by%20area.pdf, it seems that this file was "unpublished" prior to 2010.
  21. Email to AJET Production Editor, 25 February 2010.

Author: Roger Atkinson retired from Murdoch University's Teaching and Learning Centre in June 2001. His current activities include publishing AJET and honorary work on the TL Forum and ascilite Conference series, and other academic conference support and publishing activities. Website (including this article in html format): http://www.roger-atkinson.id.au/

Please cite as: Atkinson, R. J. (2010). Bibliometrics out, journalmetrics in! HERDSA News, 32(1). http://www.roger-atkinson.id.au/pubs/herdsa-news/32-1.html


[ Roger Atkinson's Home Page ] [ Publications Contents ]
Created 10 Mar 2010. Last correction: 10 Mar 2010. HTML author: Roger Atkinson [rjatkinson@bigpond.com]
This URL: http://www.roger-atkinson.id.au/pubs/herdsa-news/32-1.html